Abstract
Premixed flames are sensitive to flow disturbances, which can arise from acoustic or vortical fluctuations. For transverse instabilities, it is known that a dominant mechanism for flame response is “injector coupling,” whereby pressure oscillations associated with transverse waves excite axial flow disturbances. These axial flow disturbances then excite heat release oscillations. The objective of this paper is to consider another mechanism—the direct sensitivity of the unsteady heat release to transverse acoustic waves—and to compare its significance relative to the induced axial disturbances, in a linear framework. The rate at which the flame adds energy to the disturbance field is quantified using the Rayleigh criterion and evaluated over a range of control parameters, such as flame length and swirl number. The results show that radial modes induce heat release fluctuations that always add energy to the acoustic field, whereas heat release fluctuations induced by mixed radial-azimuthal modes can add or remove energy. These amplification rates are then compared to the flame response from induced axial fluctuations. For combustor-centered flames, these results show that the direct excitation mechanism has negligible amplification rates relative to the induced axial mechanism for radial modes. For transverse modes, the fact that the nozzle is located at a pressure node indicates that negligible induced axial velocity disturbances are excited; as such, the direct mechanism dominates. For flames that are not centered on pressure nodes, the direct mechanism for mixed modes dominates for certain nozzle locations and flame angles.
Introduction
In this case, it is the relative phase of the spatially integrated heat release that controls the growth/decay rate. For this reason, the spatially integrated heat release, characterized with the flame transfer function (FTF), was often used to characterize low-frequency thermoacoustics and to quantify the sensitivity of to various coupling pathways, namely disturbances in velocity, equivalence ratio, and pressure.
Several of these velocity coupling pathways are illustrated in Fig. 1. There are several direct and indirect pathways through which flame excitation occurs. First, the acoustic motions can directly excite unsteady heat release, indicated as . Second, the transverse acoustic motions can introduce axial acoustic motions () in the nozzle–combustor juncture due to the oscillating pressure field [18,19]. The direct and induced motions both excite vortical disturbances () due to interactions with flow instabilities that also cause a flame response at the convective length-scale.
Work by Acharya et al. [20] has clearly shown that, for compact flames, the pathway is negligible, as the FTF scales as (where is a characteristic flame length), which by assumption is a small parameter. However, a key distinction of high-frequency transverse instabilities is that the flame is not acoustically compact and thus the simplification from Eq. (2) to Eq. (3) does not apply. Thus, the FTF is not the correct marker for system stability. A simple example of this is the stability of the first transverse (1-T) mode. The heat release distribution that maximizes the growth rate for this mode is one where the left and right halves of the unsteady heat release are out of phase with each other; i.e., even though and FTF are identically zero, the growth rate of the mode is positive.
The role of the path relative to the other pathways for noncompact flames requires further analysis. Recent phenomenological works by Sattelmayer and coworkers [21–25] and Méry [26] suggest that transverse modes may be intrinsically unstable due to this direct acoustic velocity coupling mechanism. That is, there are no islands of growth or decay, but rather this mechanism is inherently destabilizing due to the phasing between unsteady pressure and heat release. This result should be contrasted with typical experience for axial instabilities. A typical feature of axial instabilities is the nonmonotonic dependence of system stability upon control parameters. Thus, growth/decay occurs in “islands,” such as in discrete regions of the convective time delay or combustor length parameter space. There is no such thing as an intrinsically stable injector or mixer; rather, the same injector can be stable or unstable, depending upon the larger system in which it is placed.
Using a rigorous representation of premixed flame sheet space–time dynamics, prior work by the authors has further explored the pathway for several configurations: (a) an axisymmetric flame in a combustor axis centered nozzle [27], (b) an axisymmetric flame with a nozzle offset from the combustor axis [28], and (c) a nonaxisymmetric flame [29]. In each case the normalized growth/decay rate (RI in Eq. (1)) was evaluated. In case (a), results indicated that purely radial modes had values for all cases and, thus, were destabilizing in all instances—this corroborated prior arguments that some transverse modes are always destabilized by the route. These results also showed that there were regions in the control parameter space where, for example, the first radial-azimuthal (1, 1) mode had . Further expanding this analysis to case (b), the authors showed that radial and azimuthal offsets had strong effects on RI depending on the mode. In case (c), mean flame asymmetries that represent strong flame–flame interactions were considered and were shown to have a significant effect on growth/decay, depending on the nature of the asymmetry and mode being considered.
To summarize current knowledge, it is understood that the route can be intrinsically destabilizing. However, what is not clear is whether these values are sufficiently strong to overcome the RI values associated with the other indirect pathways that can have and values. This motivates the study presented in this paper, wherein we consider the response of the flame to the induced high-frequency axial velocity oscillations ( in Fig. 1). As mentioned before, these induced axial velocity fluctuations have the same spatial distribution as the mode that induces them. While it was shown in prior work [20] that nonaxisymmetric disturbances in axial motions lead to no global flame response for compact flames, in this study the axial velocity oscillations are at the high-frequency corresponding to the transverse mode and thus the Rayleigh Index (see Eq. (2), not just the spatially integrated heat release oscillations) due to these induced motions must be calculated to determine the eventual growth rate due to both motions. The new main parameters in this comparison are the transfer function combination (), the azimuthal-radial transverse mode in question () and the axial phase speed of the induced disturbances (due to excited vortical flow disturbances). For the purpose of this analysis, we shall focus only on axisymmetric mean flames but shall consider both combustor axis centered flames and axis offset flames in a cylindrical can-combustor geometry.
Mathematical Formulation
In this section, we present the modeling framework for the space–time dynamics of a thin premixed flame front followed by the acoustic pressure and velocity models for a cylindrical can combustor. The presented formulation is a reiteration of prior efforts by the authors and is only presented briefly here [27–29].
Flame and Heat Release Dynamics.
Note that one of the assumptions used here is that the flame speed is held constant (no flame-stretch effects). Using these equations with an assumed mean flow-field and the perturbation velocity field from the natural acoustic mode or induced axial fluctuations, the mean flame shape and flame position dynamics are determined. Next, we focus on the velocity and pressure field due to the natural transverse acoustic mode.
Natural Transverse Acoustic Modes.
For the analysis in this paper, a cylindrical combustor with radius is used. The polar coordinate system used for the cylindrical combustor's axis and for the nozzle injector is shown in Fig. 3.

Coordinate system for injector (circle) offset relative to combustor axis centered at c. Injector centered coordinate system is shown in Fig. 1.

Coordinate system for injector (circle) offset relative to combustor axis centered at c. Injector centered coordinate system is shown in Fig. 1.
For a given acoustic azimuthal mode , when there is no flame offset, the only azimuthal mode in the flow-field is also . However, for an offset flame, the flow-field at the flame consists of an infinite range of helical modes due to the nature of the transformation in Eqs. (13) and (14). Note that for the axisymmetric flame, the azimuthal velocity component does not affect the flame response. However, note that the azimuthal velocity component in the acoustic field does affect the flame response through the radial velocity component . In prior work, the nozzle offset has been shown to have a strong effect on the growth/decay rate of the modes [28]. Thus, in this paper we consider this geometric parameter as well when comparing the response between transverse and axial fluctuations. More importantly, the nozzle location results in differing induced axial fluctuations for the same transverse mode.
Induced Axial Velocity Disturbances.
Depending on the nature of the acoustic mode in the combustor and its pressure field, axial velocity oscillations are induced at the nozzle. As mentioned before, the location of the nozzle within a given mode also has impacts on both the amplitude and nature of azimuthal distribution of the induced velocity.
Note that this induced axial velocity model requires further study for its validity and is not a scope of this work. This induced axial velocity model is used in Eq. (8) to determine the role of axial fluctuations on the overall growth/decay rate. This growth/decay rate is represented by the Rayleigh index, discussed next.
Mode Stability—Rayleigh Index.
Using the velocity disturbances in the domain, we can determine the growth/decay rate for a mode for the direct excitation acoustic field and the induced axial velocity field separately. Note that the overall growth rate is a superposition of these two for linear dynamics and thus we can determine the values for these two fields separately.
Note that both RI and are evaluated over the two-dimensional transverse domain only since we focus on purely transverse acoustic modes. This growth rate can be calculated for different values of the control parameters and can then be used to determine if it is positive or negative for a given mode for a chosen flame/flow configuration. Thus for a given mode, the growth rate due to direct excitation (denoted as ) will be compared to that due to the induced axial excitation (denoted as ) to determine the significance of the direct excitation mechanism.
Example Illustration
The local flame dynamics solution is calculated and used in the unsteady heat release rate calculation in Eq. (18) following which the Rayleigh index can be calculated. We shall denote the growth rate due to the transverse excitation (direct mechanism) as and that due to the induced axial fluctuations (indirect mechanism) as . We shall now compare these two quantities for variations in key control parameters.
Flame Length Effects.
In this example, we consider the effect of flame length (through the flame angle ()) on the growth rates. First consider the response to the axisymmetric transverse radial mode and its comparison to that due to the induced axial fluctuations shown in Fig. 4. For the purpose of this comparison, we set: , for a nozzle centered in the combustor (i.e., ). The nozzle impedance is set as , which corresponds to the upstream nozzle traveling wave case; i.e., no reflected downstream acoustic waves exist.

Effect of flame length (shown as flame angle) on the growth rate for response to first radial (2, 0) mode (subscript T) and corresponding induced axial fluctuation (subscript L). Net growth rate indicated by dashed curve.
As seen in the figure, the growth rate for the transverse mode (subscript T) is strictly positive for all cases as shown in prior work. However, note the much larger magnitudes of the oscillatory positive and negative growth rate for the induced axial fluctuations (subscript L). This oscillatory behavior has been alluded to before in the Introduction in the context of stability bands, as the pressure and heat release move in and out of phase. An important takeaway from this figure is that the induced axial contribution is much larger, i.e., while the natural transverse mode may have a positive growth rate, the overall growth rate can be negative in certain bands of the flame angle space. This has strong implications on the importance of the direct excitation mechanism in assessing mode behavior. As the growth rate of the induced axial fluctuations scale as (see Eq. (15)), it is possible that under nozzle antiresonance conditions (i.e., where the induced axial velocity is near zero), that the direct term could dominate; however, this result shows that overall the direct term has a small magnitude relative to typical values for axial excitation.
Next, consider the response to the first transverse mixed mode and its comparison to that due to the induced axial fluctuations shown in Fig. 5. In contrast to the radial mode, the mixed mode has bands of positive and negative growth rate (subscript T) as shown in prior studies by the authors. An important result from this plot is that unlike the radial mode case, the mixed mode shows a stronger dependence of the dynamics on the direct excitation mechanism as evidenced by the total growth rate (dashed curve) and the growth rate of the transverse mode (subscript T) closely following each other. The induced mechanism is nearly zero in this case, because the acoustic pressure has a node at the nozzle centerline. Using the axial velocity model, Eq. (16), this implies that is positive on one-half of the flame and negative on the other; only the fact that the flame is noncompact causes in this case. A similar conclusion would hold for all transverse modes where . This implies that the direct excitation mechanism can be the dominant contributor to the growth rate, albeit with very weak amplification values. Thus, depending on the mode in question, the dominant mechanism changes.

Effect of flame length (shown as flame angle) on the growth rate for response to 1-T (1, 1) mode (subscript T) and corresponding induced axial fluctuation (subscript L). Net growth rate indicated by dashed curve.
Nozzle Location Effects.
In this example, we consider the effect of the nozzle position ( in Fig. 3) on the growth rate comparisons. First, consider the symmetric radial mode, (2, 0) where only has an effect (no effect of ). The comparison between the growth rates is as shown in Fig. 6. For this case, we choose and we start with so that the flame surface does not pass through the origin—this is practically seen in combustors where the offset nozzle locations are chosen such that there is enough room for the center flame. Note that as the nozzle is offset radially, the growth rate from the induced axial fluctuations varies greatly. Moreover, the growth rate changes sign at a certain radial offset location while the growth rate from the induced axial excitation remains negative. However, the overall growth rate hovers about the induced axial response (subscript L) but is clearly affected in a non-negligible way by the transverse mode (see dashed curve) indicating that for certain flame angles, for nozzles that are radially offset from the combustor axis, the direct excitation mechanism is important for the first radial mode. Although not shown here, similar qualitative behavior is seen for the case of radial offset effects on the growth rate comparison for the 1-T mode.

Effect of radial offset of nozzle on the growth rate for response to the radial (2, 0) mode (subscript T) and corresponding induced axial fluctuations (subscript L). Net growth rate indicated by dashed curve.
Next, we focus on azimuthal offset effects for the 1-T mode. For this comparison, we consider the radial offset fixed at as the nozzle is azimuthally moved around in the combustor. First consider the flame angle case of shown in Fig. 7(a). Note that as the nozzle is moved azimuthally around the combustor, the growth rate due to the induced axial fluctuations is insensitive to this movement. Also note that around , the growth rate is nearly 0 since this corresponds to the pressure nodes for the 1-T node. In contract, the direct excitation is very sensitive to azimuthal movement, as evidenced by the sharp change of the growth rate from negative to positive around . Moreover, it is clearly seen that the overall growth rate is mostly controlled by the transverse mode. This implies that outer nozzles are strongly sensitive to the direct excitation mechanism and it is possible for the growth rate to be strongly controlled by this mechanism.

Effect of azimuthal offset of nozzle (at ) on the growth rate for the response to the 1-T mode (subscript T) and corresponding induced axial fluctuations (subscript L). Net growth rate indicated by the dashed curve.
Next, consider the flame angle case of shown in Fig. 7(b). Here, the sensitivity of the direct excitation growth rate (subscript T) is lesser than that due to the induced axial mechanism. This results in the overall growth rate (dashed curve) being determined largely by the induced axial motions (subscript L) resulting in a behavior contrary to that seen in the previous case. Thus, the azimuthal offset has differing effects on the relative response, depending on the flame length.
Thus, for nozzles centered in the combustor, the induced axial excitation dominates the growth rate for the radial (2, 0) mode while the transverse excitation dominates the growth rate for the 1-T mode. For nozzles that are offset from the combustor axis, the transverse excitation mechanism was seen to be dominant for both the radial (2, 0) mode as well as the mixed 1-T mode. This has important implications on modeling the combustion dynamics of multinozzle can combustion systems under transverse excitation.
Conclusions
High-frequency transverse combustion instabilities have received increased attention in recent literature. In this paper, we focused on the velocity coupling pathway and discussed several routes for transverse acoustic excitation to cause flame response. In prior research, the authors focused on the direct acoustic excitation mechanism and using a level-set model for the premixed flame, computed the growth rate for the radial and 1-T modes for different control parameters. However, the authors have separately shown that transverse acoustic motions in the combustor induce axial motions at the nozzle–combustor juncture. In this paper, we compared the growth rates from the direct excitation mechanism and this induced axial response mechanism in order to determine the relevance of the different mechanisms on the overall growth rate for a given transverse mode. For nozzles centered in the combustor, the radial mode response was seen to be insignificant when compared to the induced axial response. In contrast, the opposite was seen for the 1-T mode. When the nozzles were offset from the combustor axis, it was shown that depending on the radial offset, azimuthal offset, and flame angle, either mechanism could be dominant or both mechanisms could be collectively important. This implies that depending on flame properties and the nozzle in question (in the multinozzle can), modeling the growth rate may require the inclusion of the induced axial mechanism along with the direct excitation mechanism. While the results are based on a first principles-based assumption for the induced axial motions, further detailed studies are required on the functional forms and nature of these induced axial motions in order to make accurate comparisons of the growth rate due to these two modes. This requires a combination of detailed experiment measurements and finite element simulations in order to better understand the multidimensional nature of acoustic modes and the induced vortical flow fluctuations at the different nozzle injectors.
Funding Data
This work has been supported by the U.S. Department of Energy (DOE) through the University Turbine Systems Research (UTSR) program under Contract No. DE-FE0031285 monitored by Mark Freeman. The numerical computations over the parametric space were performed on the Comet (SDSC) and Bridges (PSC) clusters through XSEDE charge Grant No. TG-CTS160017 (Funder ID: 10.13039/100000015) under PI Dr. Vishal Acharya.
Nomenclature
- =
speed of sound
- =
volume integrated acoustic energy of a mode
- =
radial mode number
- =
flame height
- =
acoustic azimuthal mode number
- =
Mach number,
- =
acoustic pressure
- =
unsteady heat release rate per unit volume
- =
radius of center-body for flame stabilization
- =
nondimensional growth rate of mode,
- =
radius of the combustor
- =
radial offset of flame center-body
- =
radial extent of the flame
- =
Rayleigh Index
- =
laminar flame speed
- =
Strouhal number,
- =
velocity along coordinate direction i
- =
characteristic velocity
- =
combustor control volume
- =
normalized acoustic impedance of nozzle
- =
nondimensional frequency for mode
- =
normalized flame height,
- =
normalized center-body radius,
- =
normalized radial flame extent,
- =
azimuthal mode amplitude for i-direction velocity
- =
local flame position
- =
azimuthal offset of flame center-body
- =
density
- =
angular frequency of acoustic mode
- =
azimuthal flow frequency for swirling flow
- =
Fourier transformed variable
- =
quantity in combustor coordinate system
- =
radial component
- =
radial derivative
- =
axial component
- =
axial derivative
- =
azimuthal component
- =
azimuthal derivative
- =
time-averaged component
- =
unsteady first order perturbation component